By Mireille Keshishian
Simon Quick Advisors has once again secured its position among elite financial advisory firms by being named one of the Top Regional Fee-Only Registered Investment Advisors (RIAs) of 2023. This recognition, awarded by InvestmentNews, acknowledges Simon Quick as a standout player in the financial industry, emphasizing the firm's commitment to providing exceptional service and client-centric financial solutions.
The Top Regional Fee-Only RIAs list showcases firms that excel in their respective regions, delivering unparalleled service marked by expertise, personalized attention, and a steadfast commitment to clients' financial well-being. Simon Quick continues to demonstrate its ability to thrive in the competitive financial landscape, positioning itself as a trusted partner in guiding individuals and families toward enduring financial success.
With 5.5 billion in assets under management (AUM) and assets under advisement (AUA) standing at an impressive $7.2 billion as of September 30, 2023, Simon Quick Advisors has consistently achieved robust growth throughout the year. The firm's dedication to understanding the unique needs of its clients has resulted in an average of $10.3 million in investable assets per client, reflecting the high level of trust clients place in Simon Quick.
Simon Quick Advisors prides itself on maintaining a client-centric approach, with a notable advisor-to-client ratio of 1:29. This ensures that clients receive individualized attention and tailored financial strategies to address their specific goals and aspirations. The firm's emphasis on building lasting relationships is exemplified by its 27 equity owners, fostering a collaborative and aligned internal environment.
Simon Quick Advisors stands out not only for its impressive financial metrics but also for its thoughtful approach to growth. The firm's focus on maintaining the highest level of service to clients remains unwavering, reinforcing its commitment to being a trusted ally in every client's financial journey.
As Simon Quick Advisors celebrates this recognition, the firm looks forward to continuing its legacy of excellence and guiding clients toward a prosperous financial future.
Click here to see the full list: https://www.investmentnews.com/best-in-wealth/top-regional-fee-only-rias-2023#winnersListSection
About Mireille Keshishian
Ms. Keshishian joined Simon Quick Advisors in July of 2023 and currently serves as an Analyst on the Marketing Team. She is responsible for website management, event coordination, social media initiatives, and the creation of new marketing materials.
Prior to joining Simon Quick, Ms. Keshishian served as a Marketing Associate at Ampla Technologies, Inc. supporting growing consumer brands through financial services. There, she honed her marketing skills and sharpened her work ethic while gaining invaluable experience working in financial services. Prior to joining Ampla, she worked at Viking Cruises as a Guest Services Specialist where she assisted clients with their inquiries and served as a mentor for new employees.
Ms. Keshishian graduated from the University of Southern California (USC) in 2019 with a B.A. in Psychology and a minor in Marketing. She was an active member of Psi Chi, The International Honor Society in Psychology, and worked as a Research Analyst at USC Rossier School of Education. In her free time, Mireille enjoys cooking, traveling, and exploring new places to eat in New York City.
Data as of 9/30/2023
Advisor to client ratio is based on number of client households an advisor serves.
Simon Quick Advisors, LLC was recently named by Investment News as one of the Top Regional Fee-Only RIA of 2023. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after August 1, 2022, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, and (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency. The ranking is based on data provided as of September 30, 2023, with the listing released as of November 2023. Investment News was not compensated by Simon Quick Advisors, LLC.
Simon Quick Advisors, LLC (Simon Quick) is an SEC registered investment adviser with a principal place of business in Morristown, NJ. Simon Quick may only transact business in states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. A copy of our written disclosure brochure discussing our advisory services and fees is available upon request. References to Simon Quick as being "registered" does not imply a certain level of education or expertise. No information provided shall constitute, or be construed as, an offer to sell or a solicitation of an offer to acquire any security, investment product or service, nor shall any such security, product or service be offered or sold in any jurisdiction where such an offer or solicitation is prohibited by law or registration. Additionally, no information provided in this report is intended to constitute legal, tax, accounting, securities, or investment advice nor an opinion regarding the appropriateness of any investment, nor a solicitation of any type. Past performance may not be indicative of future results. Different types of investments involve varying degrees of risk. It should not be assumed that future performance of any specific investment or investment strategy will be profitable, equal any corresponding indicated performance level(s), be suitable for your portfolio or individual situation, or prove successful.