Privacy Policy for Simon Quick Advisors, LLC

What Does Simon Quick Advisors, LLC (The “Advisor”) Do With Your Personal Information?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social security number
• Income
• Assets, including balances
• Risk tolerance
• Transaction history
• Investment experience

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons the Advisor chooses to share; and whether you can limit this.

Reasons we can share your personal information

• For our everyday business purposes – such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.
  • Does the Advisor share? – Yes
  • Can you limit this sharing? – No
• For our marketing purposes – to offer our products and services to you.
  • Does the Advisor share? – No
  • Can you limit this sharing? – We don’t share
• For joint marketing with other financial companies.
  • Does the Advisor share? – No
  • Can you limit this sharing? – We don’t share
• For our affiliates’ everyday business purposes -information about your transactions and experiences.
  • Does the Advisor share? – Yes
  • Can you limit this sharing? – No
• For our affiliates’ everyday business purposes –information about your creditworthiness.
  • Does the Advisor share? – No
  • Can you limit this sharing? – We don’t share
• For nonaffiliates to market to you
  • Does the Advisor share? – No
  • Can you limit this sharing? – We don’t share

Electronic Messaging

We use electronic mail (“e-mail”) and SMS messaging to communicate with clients and prospective clients. All electronic messages are captured and retained for record-keeping and compliance purposes. Personal information such as your e-mail address, phone number and message history are collected to deliver and improve the messaging service. No information will be shared with third parties/affiliates for marketing/promotional purposes. All other categories exclude text messaging originator opt-in data and consent; this information will not be shared with third parties. By providing an e-mail address and telephone number to us you consent to be contacted by electronic messaging. Message & data rates may apply. You can reply “STOP” to opt-out of further messaging.

Questions?

Call Steve Pisano at 973-525-1000

Who we are

For nonaffiliates to market to you

Simon Quick Advisors, LLC

What we do

How does the Advisor protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does the Advisor collect my personal information?

We collect your personal information, for example, when you

• Enter into an investment advisory contract.
• Seek financial advice.
• Make deposits or withdrawals from your account.
• Tell us about your investment or retirement portfolio
• Give us your employment history.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

• sharing for affiliates’ everyday business purposes—information about your creditworthiness.
• affiliates from using your information to market to you.
• sharing for nonaffiliates to market to you.

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

Our affiliates include financial companies such as:

• Simon Quick Chapin Management QP, LLC
• Simon Quick Chapin Management, LLC
• Simon Quick Global Equities Management QP, LLC
• Simon Quick Global Equities Management, LLC

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• The Advisor does not share with non-affiliates so they can market to you.

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• The Advisor does not engage in any Joint Marketing