Simon Quick Advisors has once again secured its position among elite financial advisory firms by being named one of the Top Regional Fee-Only Registered Investment Advisors (RIAs) of 2023. This recognition, awarded by InvestmentNews, acknowledges Simon Quick as a standout player in the financial industry, emphasizing the firm’s commitment to providing exceptional service and client-centric financial solutions.
The Top Regional Fee-Only RIAs list showcases firms that excel in their respective regions, delivering unparalleled service marked by expertise, personalized attention, and a steadfast commitment to clients’ financial well-being. Simon Quick continues to demonstrate its ability to thrive in the competitive financial landscape, positioning itself as a trusted partner in guiding individuals and families toward enduring financial success.
With 5.5 billion in assets under management (AUM) and assets under advisement (AUA) standing at an impressive $7.2 billion as of September 30, 2023, Simon Quick Advisors has consistently achieved robust growth throughout the year. The firm’s dedication to understanding the unique needs of its clients has resulted in an average of $10.3 million in investable assets per client, reflecting the high level of trust clients place in Simon Quick.
Simon Quick Advisors prides itself on maintaining a client-centric approach, with a notable advisor-to-client ratio of 1:29. This ensures that clients receive individualized attention and tailored financial strategies to address their specific goals and aspirations. The firm’s emphasis on building lasting relationships is exemplified by its 27 equity owners, fostering a collaborative and aligned internal environment.
Simon Quick Advisors stands out not only for its impressive financial metrics but also for its thoughtful approach to growth. The firm’s focus on maintaining the highest level of service to clients remains unwavering, reinforcing its commitment to being a trusted ally in every client’s financial journey.
As Simon Quick Advisors celebrates this recognition, the firm looks forward to continuing its legacy of excellence and guiding clients toward a prosperous financial future.
Click here to see the full list: https://www.investmentnews.com/best-in-wealth/top-regional-fee-only-rias-2023#winnersListSection
DISCLAIMER
Data as of 9/30/2023
*Advisor to client ratio is based on number of client households an advisor serves.
Simon Quick Advisors, LLC was recently named by Investment News as one of the Top Regional Fee-Only RIA of 2023. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after August 1, 2022, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, and (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency. The ranking is based on data provided as of September 30, 2023, with the listing released as of November 2023. Investment News was not compensated by Simon Quick Advisors, LLC.
*Please Note: Limitations. Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services. When Simon Quick Advisors, LLC receives recognition or an award from unaffiliated rating services, it compensates the rating service for the use of branded logos in its sales and marketing materials, including email signatures. The ranking is based upon specific criteria and methodology (see ranking criteria/methodology). No ranking or recognition should be construed as an endorsement by any past or current client of the investment professional or the investment professional’s firm. ANY QUESTIONS: Simon Quick Advisors, LLC’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including the criteria used for any reflected ranking.
